COMPLIANCE SERVICES
RCS Risk & Compliance Services supports you in enabling sustainable compliance. With our pragmatic approach we not only intend to keep you out of trouble, but also to make your business better. Whether you are a small Swiss business or a bustling multinational, we can help you succeed. We provide our services at all locations worldwide.
Keeping you out of trouble
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You have business activities in emerging markets and you are not sure whether compliance risks (e.g. corruption, money laundering, fraud) are addressed adequately?
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Corruption risks for instance are still widespread in many countries, although numerous jurisdictions increased significantly the pressure on failing companies and its representatives. As year-long experts in this field we know what it takes to minimize the risks.
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What is your compliance risk?
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A European bank once made an inventory of the laws and legislation they had to comply with. This list contained approximately 12.000 items. Although laws are different in every country and might be different for every industry, every single company has to comply with many laws. The risk of non-compliance can be reputation risk, financial risk or even the risk of losing a license necessary for doing business. We can support you in mapping the key compliance risk for your company with our compliance risk assessment.
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You have cutting edge compliance policies and procedures and still you are facing compliance incidents
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It takes more than policies and procedures to be compliant. We have seen compliance challenges at clients in various industries all over the world. Besides the right tone at the top, awareness of cultural differences and knowledge of the local way of doing business are key in identifying and solving these compliance challenges. We are happy to share our experience with you and your company.
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What should be included in a compliance report?
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The compliance departments of many companies have grown significantly in the last two decades. In parallel the size of the compliance reports has grown. Some of these reports simply contain too much information. In those situations the key challenge is how to prioritize the topics and content which should be included in the report. We have the experience to support you with this challenge.
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Your are required to appoint a corporate monitor
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In case of serious FCPA or AML violations you might be required to appoint a corporate monitor as part of a deferred prosecution agreement. Our team members have years of experience with monitorships for banks, the automotive industry, logistics industry and telecom industry. With this experience we know what it takes to be effective and keep the cost down.
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Our compliance services include:​​
Compliance Management Systems (CMS), tailored to the individual needs of the client
Compliance Risk Assessment​s and Risk Maps
Gap Analysis
Compliance Monitoring and Reporting Assessments
Anti Bribery & Corruption Services (e.g. in-depth reviews, ISO 37001 preparation, on-site audits)
3rd Party Due Diligence
Pre-employment Due Diligence
Helpline, business ethics hotline
Training
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